0001006378-14-000005.txt : 20140218 0001006378-14-000005.hdr.sgml : 20140217 20140214183739 ACCESSION NUMBER: 0001006378-14-000005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140218 DATE AS OF CHANGE: 20140214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEGALL BRYANT & HAMILL CENTRAL INDEX KEY: 0001006378 IRS NUMBER: 411788385 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80406 FILM NUMBER: 14619681 BUSINESS ADDRESS: STREET 1: 10 SOUTH WACKER DRIVE STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3124741222 MAIL ADDRESS: STREET 1: 10 SOUTH WACKER DRIVE STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60606 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SEGALL BRYANT & HAMILL CENTRAL INDEX KEY: 0001006378 IRS NUMBER: 411788385 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 10 SOUTH WACKER DRIVE STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3124741222 MAIL ADDRESS: STREET 1: 10 SOUTH WACKER DRIVE STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G/A 1 SCIL_13G_Amend_Feb_2014.txt SCIL 13G AMENDMENT FEB 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Name of Issuer: Scientific Learning Corporation (SCIL) Title of Class of Securities: Common Stock CUSIP Number: 808760102 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ X ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No.: 808760102 Page 2 of 5 1. Name of Reporting Entity: Segall Bryant & Hamill EIN: 41-1788385 2. Check the Appropriate Box if a Member of a Group: a. ____ b. ____ 3. SEC Use Only 4. Citizenship or Place of Organization: Minnesota Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 734,022 6. Shared Voting Power: ________________ 7. Sole Dispositive Power: ________________ 8. Shared Dispositive Power: ______________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 734,022 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares: Not applicable 11. Percent of Class Represented by Amount in Row (9): 3.09% 12. Type of Reporting Person: IA NOTE: See Instructions for completing this page. CUSIP No.: 808760102 Page 3 of 5 Item 1. (a) Name of Issuer: Scientific Learning Corporation. (b) Address of Issuer s Principal Executive Offices: 300 Frank J. Ogawa Plaza, Suite 600 Oakland, CA 94612-2040 Item 2. (a) Name of Person Filing: Segall Bryant & Hamill (b) Address of Principal Business Office or, if none, Residence: 10 South Wacker Drive, Suite 3500 Chicago, IL 60606-7407 (c) Citizenship: MN (d) Title of Class of Securities: Common (e) CUSIP Number: 808760102 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filings is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ X ] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(J). CUSIP No.: 808760102 Page 4 of 5 Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 734,022 (b) Percent of Class: 3.09% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 734,022 (ii) Shared power to vote or to direct the vote: ________________. (iii) Sole power to dispose or to direct the disposition of: _____. (iv) Shared power to dispose or to direct the disposition of: ___. Instruction: For computations regarding securities which represent a right to acquire an underlying security see 240.13d3(d)(1). Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ]. Instruction: Dissolution of a group requires a response to this item. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not Applicable CUSIP No.: 808760102 Page 5 of 5 Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. (a) The following certification shall be included if the statement is filed pursuant to 240.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Signature: _____________________________ Dated: February 14, 2014 Typed Name and Title: Paul Lythberg, Chief Compliance Officer/Chief Operating Officer